Senior Compliance Officer AML FIU Manager (Client On Boarding)
Company Name:
Arca24.com
Salary period: Annual
Description Manages and oversee teams of AML Team Leads and Analysts that perform compliance reviews of certain new and existing high risk customers and relationships in one or several business sectors in North America that require AML Compliance review/approval. Oversee and manage the review/approval process of certain new and existing high-risk clients in consultation with Sector AML Heads and in accordance with established policies, procedures and SLA timeframes Review/approve permissible policy exceptions submitted by the business during the client on-boarding and maintenance process Evaluate name screening results (e.g. CIP discrepancies, internal watch lists, etc.) Resolve/escalate potentially suspicious activity identified during the on-boarding or maintenance processes to the NAMFIU AML Investigations Unit Interface with the AML Senior Management, Business Management, AML Advisory Compliance, AML Legal, Product Compliance, and CSIS to resolve issues, discuss patterns and trends, policy changes, etc. Interface directly with regulatory examiners, Internal Audit and Compliance Testing to discuss/evaluate observations, issues, process improvements and potential corrective action plans. Maintain Client On-boarding & Maintenance procedures for processes owned by AML Compliance Evaluate metrics and quality reviews of team lead and analyst productivity to identify areas for improvement, training needs and the degree of compliance with procedural requirements Track MIS to repoEstimated Salary: $20 to $28 per hour based on qualifications.
Arca24.com
Salary period: Annual
Description Manages and oversee teams of AML Team Leads and Analysts that perform compliance reviews of certain new and existing high risk customers and relationships in one or several business sectors in North America that require AML Compliance review/approval. Oversee and manage the review/approval process of certain new and existing high-risk clients in consultation with Sector AML Heads and in accordance with established policies, procedures and SLA timeframes Review/approve permissible policy exceptions submitted by the business during the client on-boarding and maintenance process Evaluate name screening results (e.g. CIP discrepancies, internal watch lists, etc.) Resolve/escalate potentially suspicious activity identified during the on-boarding or maintenance processes to the NAMFIU AML Investigations Unit Interface with the AML Senior Management, Business Management, AML Advisory Compliance, AML Legal, Product Compliance, and CSIS to resolve issues, discuss patterns and trends, policy changes, etc. Interface directly with regulatory examiners, Internal Audit and Compliance Testing to discuss/evaluate observations, issues, process improvements and potential corrective action plans. Maintain Client On-boarding & Maintenance procedures for processes owned by AML Compliance Evaluate metrics and quality reviews of team lead and analyst productivity to identify areas for improvement, training needs and the degree of compliance with procedural requirements Track MIS to repoEstimated Salary: $20 to $28 per hour based on qualifications.
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