Senior Auditor - Quality Assurance - (15007192)
Company Name:
Paramount Solutions Inc
Senior Auditor - Quality Assurance - 15007192
Description
Internal Audit is a global organization of over 1000 professionals covering Citi's global businesses and service to clients and customers in over 180 countries. Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe.
Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe.
Internal Audit (IA) maintains a Quality Assurance (QA) function that reports to the Citi Chief Auditor. The QA function provides independent assurance that IA has achieved and is maintaining appropriate standards of internal audit delivery (set against both IA's own internal standards and the Standards and Code of Ethics of the Institute of Internal Auditors (IIA)), in line with IA's transformation objective to achieve a Strong audit function.
The role involves close liaison with the global audit teams in LATAM to ensure appropriate understanding, access to and the correct application of the IA methodology. In this role you will be partnering with the LATAM audit teams responsible for the following product areas:
Treasury & Trade Solutions (TTS )
TTS offers treasury, cash management and trade solutions to multinational corporations, financial institutions and the public sector around the world.
Securities Services (SS)
SS offers fund services to multinational corporations, financial institutions and the public sector around the world. With an on-the-ground presence in over 95 countries, Citi is a global leader in domestic and cross-border securities services for the world's top issuers, intermediaries and investors.
Corporate and Investment Banking (CIB/CMO)
CIB/CMO provides comprehensive financial advisory and capital raising services to corporations, financial institutions and governments worldwide. Clients receive tailored financial solutions and strategic advisory services on a wide range of M&A; transactions and capital-raising activities including mergers, acquisitions, divestitures, financial restructurings, underwriting and distributing equity, debt, and derivative securities.
Citi Private Bank (CPB)
Citi Private Bank helps clients address their financial needs by providing expertise and insights through a single source. CPB provides a wide range of solutions, from cash management to lending, investment strategies, trust, and custody.
Key
Responsibilities:
As a seasoned professional applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance.
Supporting the QA Director in forming a successful QA partnership with audit teams in the LATAM region, liaising day to day with Audit Leads and Audit Team members.
Assisting the QA Director with the training of methodology champion auditors in the region.
Sharing best practice and communicate what not to do effectively.
Sharing best practice and common pitfalls with relevant teams.
Assisting the global QA team in the review and improvement of global Internal Audit methodology and practices through:
Presenting methodology documents, guidance notes and practice guides for review.
Assisting with the roll-out of targeted methodology training
Providing day to day support and guidance to auditors on methodology-related matters.
Assisting LATAM QA Director in reviewing completed risk assessments, quarterly refresh as part of the quarterly business monitoring and auditable entities across LATAM audit universe.
Participating in QA Thematic Reviews, including data analysis and reporting.
Conducting QA hot reviews, Internal Audit location reviews (site reviews), and scorecard evaluations to drive a best-in-class quality assurance function for a leading global financial services group.
Consult on and review responses proposed to Regulators by IA across LATAM.
Actively participating in QA led initiatives to promote knowledge sharing and promulgation of best practices across IA and Citigroup
Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and overall business.
Qualifications
Must have first-hand experience in one or more of the product areas supported (i.e., TTS/SSS/CBCMO/CPB, Markets etc.) in a top tier bank or have provided such services to top tier banks in a consultant's capacity.
Candidates should have at least 4 - 5 years of experience of diversified financial management experience, ideally including experience in audit or a related field.
Working knowledge of regulatory compliance in financial services related products.
Candidates must have effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. Strong presentation and relationship management skills are essential.
This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style. Candidates must have effective persuasion skills, and will display effective networking and influencing skills. This person will be comfortable acting as an agent for positive change with agility and flexibility.
Experience in Metric Stream is a plus.
Excellent Spanish and English language skills. Portuguese is a plus.
Job Posting : Apr 2, 2015, 3:43:42 PM
Primary Location : NAM-USA-FL-Fort Lauderdale
Other Locations : NAM-USA-CA-Los Angeles, NAM-USA-FL-Jacksonville, NAM-USA-TX-Dallas, NAM-USA-FL-Tampa
Job Category : Audit
Education Level : Bachelor's Degree
Employee Status : Regular
Travel : Yes, 25 % of the Time
More Information About the Job
What are you looking for on the resume, and why?
Spanish fluency required read/write 50% travel requirementsEstimated Salary: $20 to $28 per hour based on qualifications.
Paramount Solutions Inc
Senior Auditor - Quality Assurance - 15007192
Description
Internal Audit is a global organization of over 1000 professionals covering Citi's global businesses and service to clients and customers in over 180 countries. Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe.
Citi's Internal Audit division provides independent assessments of the company's governance, risk management and internal control environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. Internal Audit is a change agent within Citi aimed to enhance the control culture of Citigroup worldwide and thereby support senior management decision making around the globe.
Internal Audit (IA) maintains a Quality Assurance (QA) function that reports to the Citi Chief Auditor. The QA function provides independent assurance that IA has achieved and is maintaining appropriate standards of internal audit delivery (set against both IA's own internal standards and the Standards and Code of Ethics of the Institute of Internal Auditors (IIA)), in line with IA's transformation objective to achieve a Strong audit function.
The role involves close liaison with the global audit teams in LATAM to ensure appropriate understanding, access to and the correct application of the IA methodology. In this role you will be partnering with the LATAM audit teams responsible for the following product areas:
Treasury & Trade Solutions (TTS )
TTS offers treasury, cash management and trade solutions to multinational corporations, financial institutions and the public sector around the world.
Securities Services (SS)
SS offers fund services to multinational corporations, financial institutions and the public sector around the world. With an on-the-ground presence in over 95 countries, Citi is a global leader in domestic and cross-border securities services for the world's top issuers, intermediaries and investors.
Corporate and Investment Banking (CIB/CMO)
CIB/CMO provides comprehensive financial advisory and capital raising services to corporations, financial institutions and governments worldwide. Clients receive tailored financial solutions and strategic advisory services on a wide range of M&A; transactions and capital-raising activities including mergers, acquisitions, divestitures, financial restructurings, underwriting and distributing equity, debt, and derivative securities.
Citi Private Bank (CPB)
Citi Private Bank helps clients address their financial needs by providing expertise and insights through a single source. CPB provides a wide range of solutions, from cash management to lending, investment strategies, trust, and custody.
Key
Responsibilities:
As a seasoned professional applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance.
Supporting the QA Director in forming a successful QA partnership with audit teams in the LATAM region, liaising day to day with Audit Leads and Audit Team members.
Assisting the QA Director with the training of methodology champion auditors in the region.
Sharing best practice and communicate what not to do effectively.
Sharing best practice and common pitfalls with relevant teams.
Assisting the global QA team in the review and improvement of global Internal Audit methodology and practices through:
Presenting methodology documents, guidance notes and practice guides for review.
Assisting with the roll-out of targeted methodology training
Providing day to day support and guidance to auditors on methodology-related matters.
Assisting LATAM QA Director in reviewing completed risk assessments, quarterly refresh as part of the quarterly business monitoring and auditable entities across LATAM audit universe.
Participating in QA Thematic Reviews, including data analysis and reporting.
Conducting QA hot reviews, Internal Audit location reviews (site reviews), and scorecard evaluations to drive a best-in-class quality assurance function for a leading global financial services group.
Consult on and review responses proposed to Regulators by IA across LATAM.
Actively participating in QA led initiatives to promote knowledge sharing and promulgation of best practices across IA and Citigroup
Applies solid understanding of how internal audit collectively integrates with line management and control functions to accomplish the objectives of the function and overall business.
Qualifications
Must have first-hand experience in one or more of the product areas supported (i.e., TTS/SSS/CBCMO/CPB, Markets etc.) in a top tier bank or have provided such services to top tier banks in a consultant's capacity.
Candidates should have at least 4 - 5 years of experience of diversified financial management experience, ideally including experience in audit or a related field.
Working knowledge of regulatory compliance in financial services related products.
Candidates must have effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. Strong presentation and relationship management skills are essential.
This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style. Candidates must have effective persuasion skills, and will display effective networking and influencing skills. This person will be comfortable acting as an agent for positive change with agility and flexibility.
Experience in Metric Stream is a plus.
Excellent Spanish and English language skills. Portuguese is a plus.
Job Posting : Apr 2, 2015, 3:43:42 PM
Primary Location : NAM-USA-FL-Fort Lauderdale
Other Locations : NAM-USA-CA-Los Angeles, NAM-USA-FL-Jacksonville, NAM-USA-TX-Dallas, NAM-USA-FL-Tampa
Job Category : Audit
Education Level : Bachelor's Degree
Employee Status : Regular
Travel : Yes, 25 % of the Time
More Information About the Job
What are you looking for on the resume, and why?
Spanish fluency required read/write 50% travel requirementsEstimated Salary: $20 to $28 per hour based on qualifications.
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