Compliance Analyst
Company Name:
JPMorgan Chase
## Job Description
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial
services
firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset
management
, and private equity.
The Global Compliance Operations team is responsible for supporting and leading aspects of the firm''s Anti-Money Laundering (AML) program. The team works closely with the AML Program Management Office, Global Financial Crimes Compliance and the enterprise-wide
control
program teams to identify, remediate and track issues, and develop controls to sustain improvements as they are made.
The company''s responsibilities related to Anti-Money Laundering span every business, function and region - and apply to every customer and client of the firm. The AML/Sanctions Consent Order requires that JPMorgan Chase make specific process and system improvements - on top of more immediate procedural changes - and drive greater consistency in its approach to AML across the company.
This position is part of the firm''s newly formed AML Operations team, organized to process AML Alerts across automated Transaction Monitoring
systems
. The global Mantas Alert Analysis team is being formed to support the implementation of new AML Transaction Monitoring and Alert Management systems. The Mantas Alert Analysis team consists of US teams in Brooklyn and
delaware
, and regional teams in Bournemouth and Singapore. This team will partner with the Alert Analysis, Analytics & Design, AML Technology, and Investigations teams.
Analysts in the Mantas Alerts Analysis team will be responsible for analyzing AML alerts and assisting in identifying opportunities to maximize alerting system effectiveness. The analysts will also perform extensive user acceptance testing of new AML systems to ascertain systems functionality. Following the release of the systems into production, the Analyst will either transition to production Alert Analysis, or remain on the test team for rollout of future phases of the AML systems.
A successful candidate needs to have strong processing and analytical skills; the ability to work independently, the willingness to work alerts across the various lines of business and is adaptable to change. In addition, the candidate needs to demonstrate the ability to exercise sound judgment and to observe the highest degree of confidentiality in the handling of information received in the course of their responsibilities. Candidates that possess the core skill set will be trained in Mantis and AML.
Responsibilities:
Perform extensive systems functionality testing by adhering to detailed test scripts
Document all systems behavior where the systems function is not performing as expected or required
Perform an alert review on alerts generated from our new AML Transaction Monitoring system
Review and analyze underlying data gathered to assess reasonable cause to advance an alert to Investigations or to clear
Assess alert effectiveness across a range of products, businesses, regions, and customer types
Collect and document data, including alert, investigation, or SAR history; KYC information; relevant account and transaction data, plus any other required information to assist the investigation
Function as a key contributor with demonstrated knowledge of AML/KYC issues, as well as broader functional knowledge
Build relationships with AML Investigations units, and effectively communicate and transfer information for case investigations
## Qualifications
Qualifications
1
years experience in compliance or related position
Understanding of BSA, and AML regulations is a plusFamiliarity with the firm''s internal systems and processes
Self-starter, capable of working under minimum supervision
Adept to multi-tasking and meeting deadlines in high-pressure environment
Results oriented team player
Strong problem solving ability
Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and disposition appropriately.
Strong interpersonal and verbal/written communication skills
Proficient in MS Office (Outlook/Word/Excel/PowerPoint)
Strong documentation skills to clearly articulate alert disposition
Adherence to controls and standards
JPMorgan Chase is an equal opportunity and affirmative action employer M/F/Disability/Veteran.
Job: Other
Primary Location: US-DE-Newark-200 White Clay Center Dr / 03003
Organization: CORPORATE SECTOR
Schedule: Full-time
Job Type: Standard
Shift: Day Job
Employee Status: Regular
Travel: No
Req ID: 140025569Estimated Salary: $20 to $28 per hour based on qualifications.
JPMorgan Chase
## Job Description
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial
services
firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset
management
, and private equity.
The Global Compliance Operations team is responsible for supporting and leading aspects of the firm''s Anti-Money Laundering (AML) program. The team works closely with the AML Program Management Office, Global Financial Crimes Compliance and the enterprise-wide
control
program teams to identify, remediate and track issues, and develop controls to sustain improvements as they are made.
The company''s responsibilities related to Anti-Money Laundering span every business, function and region - and apply to every customer and client of the firm. The AML/Sanctions Consent Order requires that JPMorgan Chase make specific process and system improvements - on top of more immediate procedural changes - and drive greater consistency in its approach to AML across the company.
This position is part of the firm''s newly formed AML Operations team, organized to process AML Alerts across automated Transaction Monitoring
systems
. The global Mantas Alert Analysis team is being formed to support the implementation of new AML Transaction Monitoring and Alert Management systems. The Mantas Alert Analysis team consists of US teams in Brooklyn and
delaware
, and regional teams in Bournemouth and Singapore. This team will partner with the Alert Analysis, Analytics & Design, AML Technology, and Investigations teams.
Analysts in the Mantas Alerts Analysis team will be responsible for analyzing AML alerts and assisting in identifying opportunities to maximize alerting system effectiveness. The analysts will also perform extensive user acceptance testing of new AML systems to ascertain systems functionality. Following the release of the systems into production, the Analyst will either transition to production Alert Analysis, or remain on the test team for rollout of future phases of the AML systems.
A successful candidate needs to have strong processing and analytical skills; the ability to work independently, the willingness to work alerts across the various lines of business and is adaptable to change. In addition, the candidate needs to demonstrate the ability to exercise sound judgment and to observe the highest degree of confidentiality in the handling of information received in the course of their responsibilities. Candidates that possess the core skill set will be trained in Mantis and AML.
Responsibilities:
Perform extensive systems functionality testing by adhering to detailed test scripts
Document all systems behavior where the systems function is not performing as expected or required
Perform an alert review on alerts generated from our new AML Transaction Monitoring system
Review and analyze underlying data gathered to assess reasonable cause to advance an alert to Investigations or to clear
Assess alert effectiveness across a range of products, businesses, regions, and customer types
Collect and document data, including alert, investigation, or SAR history; KYC information; relevant account and transaction data, plus any other required information to assist the investigation
Function as a key contributor with demonstrated knowledge of AML/KYC issues, as well as broader functional knowledge
Build relationships with AML Investigations units, and effectively communicate and transfer information for case investigations
## Qualifications
Qualifications
1
years experience in compliance or related position
Understanding of BSA, and AML regulations is a plusFamiliarity with the firm''s internal systems and processes
Self-starter, capable of working under minimum supervision
Adept to multi-tasking and meeting deadlines in high-pressure environment
Results oriented team player
Strong problem solving ability
Exceptional research and analytical skills with the ability to analyze large amounts of data, decipher higher risk attributes (transactional, geographical, product, customer type, etc.) and disposition appropriately.
Strong interpersonal and verbal/written communication skills
Proficient in MS Office (Outlook/Word/Excel/PowerPoint)
Strong documentation skills to clearly articulate alert disposition
Adherence to controls and standards
JPMorgan Chase is an equal opportunity and affirmative action employer M/F/Disability/Veteran.
Job: Other
Primary Location: US-DE-Newark-200 White Clay Center Dr / 03003
Organization: CORPORATE SECTOR
Schedule: Full-time
Job Type: Standard
Shift: Day Job
Employee Status: Regular
Travel: No
Req ID: 140025569Estimated Salary: $20 to $28 per hour based on qualifications.
|
|
 | |
